Search for: "RAYMOND WALL"
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3 Aug 2009, 9:38 am
Scores of Wall Street firms agreed to the deals with regulators, with only a few holdouts. [read post]
16 Jul 2011, 3:39 pm
In reality, the supposedly “cash-like products” became illiquid investments after the Wall Street firms that once supported the auction-rate market pulled out entirely. [read post]
28 Aug 2010, 3:29 pm
A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Raymond James & Associates, Inc. and one of its registered representatives to pay $925,000 to a Texas couple who purchased $1.4 million of municipal auction rate securities issued by Jefferson County, Alabama, according to August 26th articles in InvestmentNews by Bruce Kelly (“Raymond James pays more auction rate claims”) and in the Wall Street Journal by Suzanne Barlyn… [read post]
11 Aug 2009, 10:06 am
" Raymond James misrepresented auction rate securities to retail investors as safe and liquid, just like many larger Wall Street firms that have settled with the regulators and agreed to buy them back. [read post]
7 Nov 2010, 11:38 am
I read Raymond Chandler as a lousy kid…and when I say lousy… these were middle class lice… some of them had even been at Eton judging by their effortless arrogance as they scrummaged in the Wall Game of my hair. [read post]
26 Jan 2015, 5:50 am
"NY insider trading ruling tests prosecutors beyond Wall Street": Nate Raymond of Reuters has this news analysis today. [read post]
6 Dec 2006, 5:12 am
Wall Street chiefs are often buyers of art, but rarely the subject of it. [read post]
10 Oct 2008, 4:34 pm
The Wall Street Journal's Law Blog reports that Charlize Theron has been "cheating on" Raymond Weil, cuckolding the Swiss watchmaker through a dangerous liaison with Dior. [read post]
4 Aug 2014, 6:58 am
Dunnington Partner Raymond J. [read post]
7 Jul 2018, 12:29 pm
Like Thomas Hardiman, another potential nominee on the president’s shortlist, Judge Raymond Kethledge would bring educational diversity to a bench on which all of the current justices attended Ivy League law schools: He received both his undergraduate and law degrees from the University of Michigan. [read post]
17 Dec 2008, 11:02 pm
Guilty on tax evasion counts, reports the Wall Street Journal: Robert Pfaff, John Larson (former KPMG); Raymond Ruble (former Brown... [read post]
27 Jun 2017, 7:18 am
Erwin Chemerinsky is Dean and Raymond Pryke Professor of First Amendment Law at University of California, Irvine School of Law. [read post]
12 Mar 2020, 6:32 pm
Thapar and Raymond M. [read post]
6 May 2014, 1:00 pm
Erwin Chemerinsky is the Dean and Raymond Pryke Professor of First Amendment Law at the University of California, Irvine School of Law Incrementally rather than dramatically, the Roberts Court is eroding the notion of a wall separating church and state and allowing much more religious involvement in government and government support for religion. [read post]
14 Jan 2012, 8:52 am
The Wall Street Journal says that to keep some Morgan Keegan management and financial advisers from leaving in the wake of the sale, Raymond James intends to offer up to $215 million in retention payments (restricted stock units and cash) as part of the acquisition deal. [read post]
30 Nov 2016, 3:07 pm
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Raymond Harrison (Harrison) currently associated with Cambridge Investment Research, Inc. [read post]
10 Jul 2009, 8:05 pm
I know, I know, a trial lawyer who reads the Wall Street Journal? [read post]
14 Sep 2020, 6:40 pm
And Nate Raymond of Reuters reports that “U.S. appeals court revives New York tax on opioid companies. [read post]
25 Apr 2013, 1:03 pm
ABA Journal Wall Street Journal Law Blog Lowering the Bar [read post]
10 Oct 2022, 4:49 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6707/securities-industry-commentator/FINRA Censures and Fines Former Raymond James SVP for Signing Letters of Credit for Customer (BrokeAndBroker.com Blog)Keeping Up With Kenny -- Not the Kardashians (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com… [read post]
